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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units-LTRPA | (1) | 12/07/2020 | A | 31,518 | 12/07/2021 | 12/07/2021 | Series A Common Stock | 31,518 | $ 0 | 31,518 | I | See Footnote (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Certares LTRIP LLC C/O CERTARES MANAGEMENT LLC 350 MADISON AVENUE, 8TH FLOOR NEW YORK, NY 10017 |
X | |||
FARMER COLIN MICHAEL 12300 LIBER ENGLEWOOD, CO 80112 |
X | |||
Clementine Investments LLC 12300 LIBER ENGLEWOOD, CO 80112 |
X | |||
Certares Holdings (Optional) LLC 350 MADISON AVENUE 8TH FLOOR NEW YORK, NY 10017 |
X | |||
Certares Holdings (Blockable) LLC 12300 LIBER ENGLEWOOD, CO 80112 |
X | |||
Certares Holdings LLC 12300 LIBER ENGLEWOOD, CO 80112 |
X | |||
Certares Management LLC 12300 LIBER ENGLEWOOD, CO 80112 |
X | |||
Pemrose Corp 12300 LIBER ENGLEWOOD, CO 80112 |
X | |||
OHara Michael Gregory C/O CERTARE 350 MADISON NEW YORK, NY 10017 |
X |
/s/ Craig Troyer as Attorney-in-Fact for Certares LTRIP LLC | 12/09/2020 | |
**Signature of Reporting Person | Date | |
/s/ Craig Troyer as Attorney-in-Fact for Colin Farmer | 12/09/2020 | |
**Signature of Reporting Person | Date | |
/s/ Craig Troyer as Attorney-in-Fact for Clementine Investments LLC | 12/09/2020 | |
**Signature of Reporting Person | Date | |
/s/ Craig Troyer as Attorney-in-Fact for Certares Holdings (Optional) LLC | 12/09/2020 | |
**Signature of Reporting Person | Date | |
/s/ Craig Troyer as Attorney-in-Fact for Certares Holdings (Blockable) LLC | 12/09/2020 | |
**Signature of Reporting Person | Date | |
/s/ Craig Troyer as Attorney-in-Fact for Certares Holdings LLC | 12/09/2020 | |
**Signature of Reporting Person | Date | |
/s/ Craig Troyer as Attorney-in-Fact for Certares Management LLC | 12/09/2020 | |
**Signature of Reporting Person | Date | |
/s/ Craig Troyer as Attorney-in-Fact for Pemrose Corp | 12/09/2020 | |
**Signature of Reporting Person | Date | |
/s/ Craig Troyer as Attorney-in-Fact for Michael Gregory O'Hara | 12/09/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock. |
(2) | Reflects a grant made to M. Gregory O'Hara, an employee of Certares Management LLC or one of its affiliates, and a member of the board of directors of the Issuer. Pursuant to policies of Certares Management LLC and its affiliates (collectively, "Certares"), Mr. O'Hara holds such securities for the benefit of Certares, including one or more of the Reporting Persons. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |